Regulatory & compliance

Supervision, FinSA information and client documents.

This hub explains the Swiss regulatory framework and the documents that can accompany financial services.

No FINMA authorisation, OSFIN affiliation or FINOS affiliation has been supplied or verified for Corby SA. Verify any regulated-status claim independently before relying on it.

What we do for you

  • Verify authorisation

    Use the FINMA register to confirm supervised entities.

  • Client documents

    Fee schedule, GTC, risk disclosure and FinSA brochure.

  • Conflicts of interest

    How we disclose and manage them.

  • Complaints

    Use the complaints route stated in the signed mandate.

Client documents

  • Schedule of fees and charges

    Our advisory, portfolio management and performance fees currently in force. (Custody and transaction fees are charged by your bank and shown separately.)

    Download

  • General terms and conditions

    Contractual framework for our advisory and portfolio management relationship with you.

    Download

  • Risk disclosure

    Information on the risks involved in trading financial instruments.

    Download

  • FinSA client brochure

    Services, client segmentation, FinSA information, complaints handling and public company-verification sources.

    Download

  • Conflicts of interest policy

    How we identify, disclose and manage conflicts of interest, with examples.

    Download

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General information only. Nothing on this page constitutes personalised investment, tax or legal advice. Corby SA does not hold client assets; all custody stays with the bank you choose, under your control. Decisions should be based on your own circumstances and, where appropriate, on a written analysis from a qualified adviser.

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