How we are regulated

What Swiss financial-services rules mean for clients.

Swiss financial advice is governed primarily by the Financial Services Act (FinSA) and, for portfolio managers, by FINMA authorisation with day-to-day supervision by a recognised supervisory organisation. This page explains the framework in plain language.

No FINMA authorisation, supervisory-organisation affiliation or ombudsman affiliation has been supplied or verified for Corby SA. A LEI identifies a legal entity; it is not a financial-services licence.

Before relying on a regulated-status claim, verify the legal name and UID in the relevant official register and confirm that the scope matches the service offered.

What we do for you

  • FINMA register

    Check authorised institutions and individuals on finma.ch.

  • FinSA conduct rules

    Transparency on services, fees, suitability and conflicts.

  • Client documents

    Fee schedule, GTC, risk disclosure and FinSA brochure.

  • Company register

    Use Zefix to verify Corby SA and UID CHE-105.594.174.

Client documents

  • Schedule of fees and charges

    Our advisory, portfolio management and performance fees currently in force. (Custody and transaction fees are charged by your bank and shown separately.)

    Download

  • General terms and conditions

    Contractual framework for our advisory and portfolio management relationship with you.

    Download

  • Risk disclosure

    Information on the risks involved in trading financial instruments.

    Download

  • FinSA client brochure

    Services, client segmentation, FinSA information, complaints handling and public company-verification sources.

    Download

  • Conflicts of interest policy

    How we identify, disclose and manage conflicts of interest, with examples.

    Download

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General information only. Nothing on this page constitutes personalised investment, tax or legal advice. Corby SA does not hold client assets; all custody stays with the bank you choose, under your control. Decisions should be based on your own circumstances and, where appropriate, on a written analysis from a qualified adviser.

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